ABOUT US
Your Partner Through the Entire Transition
Most advisor transitions struggle for the same reasons: bad fits, bad timing, legal exposure. We built TAS to handle every part of the transition so the move holds and the book grows.
OUR APPROACH
Designed for Good Moves, Not Just Fast Moves
Every step exists for a reason. Placements that hold. Compliance that protects. Books that grow.
01
Identify
We identify high-quality advisors through trusted relationships and focused sourcing.
02
Engage
We gain a deep understanding of the challenges, strengths, and aspirations unique to each advisor.
04
Place
We match advisors with the right firms to ensure strong alignment and long-term success.
03
Prepare
We thoroughly coach, assess, and prepare each advisor for a successful transition.
Who We Serve
Built for Advisors. Trusted by Firms.
We work with advisors ready to move and Broker-Dealers and RIAs ready to grow. Both sides get the same thing:
a team that actually knows their situation before making
any introductions.
HOW WE’RE DIFFERENT
Made for Moves That Last
An Attorney,
Not a Disclaimer
Our Co-Founder and General Counsel has practiced law for 40+ years. He reviews every advisor’s contracts before introductions take place.
A Protocol,
Not a Promise
Our proprietary compliance methodology, the Number 1 Protocol, has successfully guided advisors through transitions for 15-plus years.
A Match,
Not a List
We don’t hand advisors a list of firms. We know them: their culture, their leadership, what past placements have taught us. That knowledge is what makes matches stick.
Ready to Talk?
Whether you’re an advisor weighing your options or a firm building a team, the right time to reach out is before you’ve made any moves. Every conversation is completely confidential.